Inviting applications for the
role of Compliance SOX Assistant Manager with German-Hybrid Iasi

Requirements

· Bachelors in Accounting, Bachelors in Commerce, Bachelors in Economics, Bachelors in Finance, Masters in Finance
· Relevant years of experience in
managing Insurance RTR processes
· Experience in working with an
insurance client will be an added advantage
Preferred Qualifications:
· Thorough knowledge of
accounting procedure
· Advanced knowledge of German
language skills
· Experience with accounting
software, like SAP, HANA etc.
· Computer literacy, MS Excel in particular (familiarity with VLOOKUPs and
pivot tables)
· Strong communication skills, with the ability to clearly and succinctly
articulate issues to senior management
· Excellent analytical skills with an attention to detail
· Self-starter, with ability to work under own initiative
· Strong time management skills
· Integrity, with an ability to handle confidential information

Responsibilities /
Accomplishments

Execute control testing and maintain documentation for SOX
compliance.
Assist in walkthroughs and evidence gathering for audits.
Track remediation activities and update control logs.
Support process owners in control implementation.
Contribute to compliance reporting and process improvements.
Lead SOX control testing activities across assigned business processes and
locations.
Review control documentation to ensure completeness, accuracy, and compliance
with SOX requirements.
Coordinate with control owners and stakeholders to resolve testing issues and
control deficiencies.
Evaluate control design and operating effectiveness, identifying risks and
improvement opportunities.
Assess the impact of process, system, and organizational changes on the SOX
control environment.
Monitor remediation plans and validate the timely closure of identified control
deficiencies.
Prepare and present testing results, risk assessments, and compliance status
reports to management.
Partner with Internal Audit, External Audit, Finance, and IT teams to support
audit activities and compliance initiatives.
Perform risk assessments and contribute to annual SOX scoping and planning
activities.
Ensure control evidence meets audit standards and supports regulatory
requirements.
Provide guidance and training to process owners on internal control practices
and SOX requirements.
Drive continuous improvement initiatives to enhance the effectiveness and
efficiency of the control framework.
Review and update Risk and Control Matrices (RCMs), process narratives, and
flowcharts.
Identify emerging compliance risks and recommend appropriate mitigating
controls.
Support the development and implementation of governance, risk, and compliance
best practices.
Mentor junior team members and provide oversight on testing methodologies and
documentation quality.
Participate in special projects related to internal controls, compliance, and
business transformation initiatives.